Wealth Management for the Individual and Business
WHY PARTNER WITH US? ERISA 3(38) Investment Managers We can serve as an ERISA 3(21) co-fiduciary or an ERISA 3(38) fiduciary where we can act as a discretionary investment manager shifting fiduciary obligations on plan investments from you, the Plan fiduciaries. On-Site Advisors We have built our service model around our commitment to being your comprehensive Fiduciary Partner. We believe in face-to-face contact and can provide ongoing participant education through our on-site advisors. Do it For Me Strategy For those that want a “do-it-for-me” strategy, we have Risk-Based Managed Accounts available, eliminating the stress from participants having to make a selection. Gap Analysis Are your employees on track to reach their retirement goals? We offer face-to-face delivery of individualized reports for participants to show them how much they need to be saving to reach their goals.
Meet Our Advisor
Derek has worked in the financial services industry since 1993. He and his dedicated team are passionate about guiding clients nearing retirement, those currently enjoying their retirement, and successful professionals, in achieving their vision of financial success. Derek uses an integrated, holistic approach priding himself on understanding his clients and relating to them on more levels than just their financial affairs. This unique skill combination allows him to develop and implement innovative strategies that truly address his client’s needs. Derek believes that great things are accomplished through sound partnerships built on trust and integrity and he works hard to exemplify these values in everything he does, both professionally and personally.
Derek is a registered representative where he currently maintains the following registrations and designations: FINRA Series 7, 63, 66 as well as life/health licenses in multiple states. He proudly carries the Accredited Investment Fiduciary designation and is currently working toward his Certified Financial Planner designation.
Outside the office, Derek enjoys spending time with his wonderful wife Dinah, and their seven children. An avid golfer, and sailor, Derek and Dinah can be found passionately working toward their dream of sailing all over the world.